Financial ServicesEnergy & UtilitiesHealthcareCompliance & RiskFinance & ProcurementDocument AIAgentic BI

Automate regulatory form completion and submission with AI compliance checking

Assemble, validate, and submit regulatory filings across jurisdictions. Agents pull data from source systems, apply formatting rules, and flag missing fields before deadline.

88%reduction in form completion time
99.2%accuracy rate (vs. 85% manual)
0 rejectionsdue to errors (vs. 15% rejection rate prior)
3.5 FTEequivalent compliance staff freed for analysis
.// The Challenge

The challenge

Regulatory agencies require businesses to submit hundreds of forms (10-K, 10-Q, clinical trial reports, facility licenses, etc.). Forms are complex, with interdependent fields and validation rules. Incomplete or incorrect submissions trigger rejection and delays. Compliance teams spend weeks on form completion and internal review cycles. Different jurisdictions have different requirements, increasing error risk. Electronic filing systems have user learning curves and frequent updates.

Regulatory filing takes 200-300 hours per company per year. 15% of initial submissions are rejected due to errors.

.// The Solution

How assistents solves it

assistents regulatory filing agent reads your business data (financials, clinical trial results, facility information) and auto-completes required forms. The agent applies jurisdiction-specific rules and validation logic, flagging errors before submission. It prepares required supporting documentation and schedules electronic filing with agencies. Integration with your ERP, accounting software, and document repositories ensures data accuracy. Real-time compliance checking prevents penalties and rejections.

Data Analyst Agent
Extracts required data from ERP, accounting systems, and repositories. Applies validation rules.
Active
Workflow Agent
Completes form fields, enforces field dependencies, routes for internal review before submission
Active
Conversational Agent
Explains filing requirements, answers questions, confirms completeness before submission
Active
.// How It Works

How it works

Identify filing requirement

Compliance team identifies due date and form type (10-K, 10-Q, CMS-1500, etc.). Agent confirms requirements.

Extract source data

assistents extracts required data from accounting, HR, clinical, and operational systems.

Auto-populate form

Agent completes form fields, applies validation rules, and flags missing or conflicting data.

Internal review

Form routes to compliance and finance for review. Team confirms accuracy and approves submission.

Electronic filing

Agent submits form to agency portal. Monitors for submission confirmation and agency feedback.

.// Measurable Outcomes

Measurable outcomes

reduction in form completion time88%
accuracy rate (vs. 85% manual)99.2%
due to errors (vs. 15% rejection rate prior)0 rejections
equivalent compliance staff freed for analysis3.5 FTE
.// Get Started

Ready to see this in action?

Schedule a personalized demo to see how assistentss AI agents can solve this challenge for your organization.